Silicon Valley Bank's Global Fund Banking Team thanks you you and your family for joining us at our Annual CFO Summit West/Central at the Waldorf Astoria Monarch Beach Resort. We hope the exceptional content, networking and fun activities tailored to you and your family exceeded your expectations.
This year's event offered a different style of content with more flexibility. SVB leadership members were pleased to discuss with you our commitment to our clients and the future of SVB, a division of First Citizens Bank.
The agenda included opportunities to earn CPE credit and, as usual, there were plenty of networking opportunities and the same unique activities for you and your family!
If you have any additional feedback that you would like to share, please contact Meghan Barucci at mbarucci@svb.com.
Thank you for your continued partnership with Silicon Valley Bank, a division of First Citizens Bank. We look forward to connecting with you again soon.
We will be offering 1 CPE credit per CPE session for the following qualifying states: Arizona, California, Colorado, Illinois (Sponsor ID#: 158.002731), Maryland, Massachusetts, Michigan, Minnesota, New York (Sponsor ID#: 002952), Ohio, Oregon, Pennsylvania, Texas (Sponsor ID#: 010486), and Washington. If you have any questions regarding CPE, please contact Tni Newhoff at tnewhoff@svb.com. No prerequisites are required for any conference content sessions.
Waldorf Astoria Monarch Beach Resort, is the perfect blend of Southern California’s legendary laid-back luxury and the iconic culture of True Waldorf Service.
Book your room at the Waldorf Astoria Monarch Beach Resort by Monday, June 26, 2023. Don't forget to mention "Silicon Valley Bank" for our special group rate of $449/night! Call 949.234.3200 or book online.
Waldorf Astoria Monarch Beach Resort is approximately a 30-minute drive from the John Wayne Airport (SNA). We recommend Uber, Lyft or renting a car if you plan to do some exploring while in Laguna.
Flying into Los Angles International Airport (LAX) is also an option. The Waldorf Astoria Monarch Beach Resort is approximately a 60-minute drive from LAX.
Hotel check-in time is 4:00 PM and check-out time is 11:00 AM. Please contact the hotel directly if you need early check-in or late check-out.
Afternoon Activities
Dolphin & Whale Safari - Depart from Lobby at 1:15 PM, return at 4:45 PM
Kayak - Depart from Lobby at 1:15 PM, return at 4:15 PM
Electric Bike Ride - Meet in Lobby at 2:00 PM, return at 4:00 PM
Hike to Dana Point- Meet in Lobby at 2:00 PM, return at 5:00 PM
Poolside Cabana- Join us at your leisure between 2:00 - 5:00 PM
We have lined up a variety of activities for you to enjoy that immerse you in the Southern California lifestyle - including unique ways to explore the outdoors and experience the environment around you. Attendees, spouses, and children are all encouraged to participate, each is able to sign up for one activity. Space is limited, pre-registration is required, and we are unable to accommodate changes on-site.
The Dolphin & Whale Safari is a private catamaran charter offering the best dolphin and whale watching in Southern California departing from nearby Dana Point Harbor. The view from the boat includes scenic coastline and incredible year-round wildlife.
The catamaran exclusively features two Eye-to-Eye Underwater Viewing Pods (requires steps to access) so guests feel what it’s like to swim with the dolphins and whales underwater without getting wet. The boat also offers three Eye-Spy Dolphin Tram Nets, a micro-museum of whale and dolphin artifacts, plus a large, semi-covered cabin area and cockpit with ample cushioned seating and two bathrooms.
This adventure is a 15 minute shuttle ride from the resort.
Closed-toe shoes required. Cove to cove, and approximately 10-miles, this e-bike ride is one that does not disappoint. It is a unique and exciting adventure, offering guests a chance to cruise through hidden back roads and trails that take them to breathtaking vistas of Dana Point’s coves and southern cities. Riders will descend a hill to the city’s quaint harbor where they will learn the history of the area dating back to its native tribes, its colonial period of trading, and up to the modern-day changes that brought about the harbor.
This is a loop that begins and ends at the resort.
A 2 hour experience: 2 hours hiking 3.7 miles. Child-friendly, though recommended ages 10+ due to distance & afternoon heat.
Closed-toe shoes required. Among the highlights of this picturesque hike are Salt Creek Beach, Dana Point Harbor, and the Monarch Beach Golf course. There is a sandy trail leading out to the very tip of the Dana Point Headlands offering epic views in 270 degrees! Enjoy the coastal scenery of Salt Creek beach and learn the history of Dana Point.
This is a loop that begins and ends at the resort.
Kayaking is a great activity for everyone. Following a brief orientation, guides launch the guests into the water of Newport Beach’s Back Bay. The views from the water are incredible! Guests can be on their own or take advantage of the instructor who will provide an amazing and informational experience.
This adventure is a 30 minute shuttle ride from the resort.
Kids Camp will be offered at the hotel for children 3+ on Thursday evening while the adults head off-site for the evening reception. Dinner as well as age appropriate activities and a movie will be provided.
Please note that childcare will not be provided during the day, for assistance coordinating please contact the Waldorf Astoria Guest Services Team at 949.234.3270.
Dan Harris is a former co-anchor for the weekend edition of Good Morning America on ABC News, as well as a former correspondent for such broadcasts as Nightline and World News Tonight. He is also the author of 10% Happier, a #1 New York Times best-selling book about a fidgety, skeptical news anchor who stumbles upon meditation. This ancient practice—too long associated exclusively with hippies and robed gurus—has been shown by modern science to boost resilience focus, creativity, emotional intelligence, and overall mental and physical health. With meditation and mindfulness now being embraced by executives, athletes, educators and entertainers, Harris has become a leading voice for pushing for the practice into the mainstream, using plain English and dry humor. He has spoken in front of a variety of audiences—corporations, health and wellness organizations, and schools and universities.
In 10% Happier, Harris tells his story as only a reporter can: through deep research, tough questions, and a healthy dose of irony. The book is part investigation and part immersive journalism: one man’s accidental quest to boost his happiness quotient without losing his professional drive. After learning about research that suggests meditation can do everything from lower your blood pressure to essentially rewire your brain, Harris takes readers on a ride from the outer reaches of neuroscience to the inner sanctum of network news to the bizarre fringes of America’s spiritual scene, and leaves them with a takeaway that could actually change their lives.
The app co-founded by Harris—called 10% Happier: Meditation for Fidgety Skeptics—mixes the irreverence of the book with simple, practical, down-to-earth instructions. Users get short, daily videos, in which he discusses the practice with some of the world’s greatest teachers. The app also comes with a personal coach, who can answer questions and keep users accountable.
10% Happier is also available in podcast form, and features in-depth conversations about meditation and happiness with celebrities, doctors, scholars, and other icons, including the Dalai Lama. Harris’ latest book, Meditation for Fidgety Skeptics, was released in December 2018 and immediately found its way onto the best-seller list.
Harris has received Murrow and Emmy awards for his reporting. Prior to joining ABC, he was in local news in Boston and Maine.
Harris grew up outside of Boston and currently lives with his wife, Bianca, and their son, Alexander, in New York City.
Michael Brice is President and Founder of BW Cyber. BW Cyber is a full-service cybersecurity consulting service firm that services hundreds of clients in the asset management industry with SEC regulatory compliance and related cybersecurity technical services. Michael founded BW Cyber in 2016 with the goal to simply cybersecurity in such a way that he could help assist asset managers (small and large) to understand, quantify, and mitigate cybersecurity risk in way that that is financially sound and not based on fear of the unknown. Prior to founding BW Cyber, he was an officer in the United States Marine Corps where he served in the First Gulf War. After leavening the Marine Corps, he spent 10 years with Booz-Allen supporting classified government projects for the DoD and U.S. Pacific Command. He was also Partner at Unisys Corp, a Chief Information Officer for a publicly traded company, and eventually ended up supporting Bridgewater’s cybersecurity program.
Brad Carpenter is a Supervisory Special Agent with FBI Cyber Division and currently manages FBI Cyber Operations with the National Cyber Forensics and Training Alliance (NCFTA) and the Financial Systemic Auxiliary & Resiliency Center (FSARC) in New York City. As an FBI Special Agent for over 15 years, he has been responsible for investigating computer intrusions targeting the financial sector, cyber crime, and various financial crimes to include money laundering and terrorist financing. Prior to his current role, he managed cyber investigations for FBI New York and was also assigned to the FBI New York Joint Terrorism Task Force (JTTF), responsible for the incident response to terrorist threats throughout New York City and at high profile Special Events. During his tenure with the FBI, Mr. Carpenter has also been assigned to the FBI Boston Field Office, FBI Counterterrorism Division in Washington DC, US Embassy London, and several other international deployments. As an FBI Instructor, he has conducted domestic and international trainings on Cyber Crime, Anti-Money Laundering, and Terrorist Financing. Mr. Carpenter was a business development professional in the IT Sector, servicing Fortune 500 companies prior to his appointment as an FBI Special Agent.
Andrew Giangrave is Executive Vice President, Chief Credit Officer of the Commercial Bank (~$80B portfolio) at First Citizens Bank. He has over 30 years of experience in banking with a focus in credit risk management. Prior to his current role, he was Chief Credit Officer of Commercial Finance and Head of Problem Loan Management at CIT Bank, where he led a team of workout professionals managing a $2B distressed debt portfolio.
Andrew began his career in 1993 at GE Capital, where he held various positions in underwriting, portfolio management, restructuring and distressed debt. He holds an M.B.A. from Columbia University and a B.S. from the University of Connecticut. Andrew serves as a Board Member for the Columbia University Club of New York and the Columbia Alumni Association.
Rebecca Lucia is Chief Financial Officer, Chief Operating Officer, and Partner at 5AM Ventures, a VC firm building next-generation life science companies. Ms. Lucia previously served as the CFO for Prospect Venture Partners, and the CFO for Asset Management Ventures. She held senior finance positions at CV Therapeutics (Nasdaq: CVTX), Chiron Corporation (Nasdaq: CHIR), and Deloitte.
Ms. Lucia earned a Chartered Financial Analyst (“CFA”) designation as well as a Canadian Chartered Accountant (“CA”) designation and received an MBA from Kellogg School of Management. She currently serves on the Board of Directors of the National Venture Capital Association (“NVCA”) and VCBC, a VC industry finance organization. Rebecca lives in the San Francisco Bay Area with her husband and two sons.
Jonathan is the Chief Compliance Officer and Head of Special Projects at Trive Capital. His responsibilities include overseeing and managing regulatory compliance operations and firm initiatives for Trive Capital and its affiliates. Prior to assuming this role in 2021, Jonathan also served as CFO and oversaw the financial and tax reporting functions, as well as general fund administration.
Prior to joining Trive in 2014, Jonathan was Director of Private Equity Accounting for Jasper Ridge Partners, a global investment management firm which at the time managed over $11 billion of assets. While at Jasper Ridge, Jonathan managed the accounting and reporting functions for the private equity and real asset portfolios. In addition, he managed the client reporting for institutional and individual investors.
Before joining Jasper Ridge Partners, Jonathan was Controller for Oak Hill Strategic Partners, an exchange fund with $1.5 billion of assets under management. While at Oak Hill, he managed the back office and engaged in strategic planning related to tax matters, hedging activities and fund formation. Jonathan earned a B.B.A. in Accounting from Southwestern Adventist University and is a Certified Public Accountant.
Patty Nykodym joined FFL as Chief Financial Officer in 2008 and was also appointed Chief Compliance Officer in 2011. Patty manages all aspects of FFL’s accounting, tax, financial management, and oversees reporting, legal and regulatory compliance, and HR functions for the firm. Prior to FFL, she was at Deloitte & Touche LLP for over 20 years where she was responsible for professional services provided to financial services clients such as private equity, venture capital, hedge fund, fund of funds, investment advisors and broker dealer clients. She graduated with a B.S. in Accounting from Illinois State University. Patty is a member of the AICPA and California CPA Society (inactive).
Frank Perez is a Managing Director, responsible for managing Makena’s operational due diligence (ODD) function. Frank brings over 20 years of alternative investment due diligence experience to his role with Makena. Prior to joining Makena in 2015, Frank was engaged in the ODD efforts at Saguenay Strathmore Capital, Morgan Stanley and UBP, where he focused on private equity, real estate and hedge fund investments. Earlier in his career, Frank held risk management roles within the capital markets divisions of several global investment banking institutions, where he was responsible for conducting due diligence on hedge fund counterparties. Frank graduated with a B.A. in Economics and English from Rutgers University.
When Lindsey Simon started Simon Compliance in 2010, her mission was to provide investment advisers with the kind of customized services needed to comply with the ever-changing laws and regulations in the securities industry. Today Simon Compliance serves more than 100 clients, partnering with private equity funds, real estate funds, venture capital funds and hedge funds to ensure a culture of compliance.
Lindsey has more than 25 years of experience as a securities professional. She served as a Senior Attorney with the United States Securities and Exchange Commission in the Division of Enforcement and as General Counsel and Chief Compliance Officer at Carpe Diem Capital Management, a Chicago-based hedge fund, and was an Associate in the litigation department of the Chicago office of Winston & Strawn.
Appoline Suchy serves as Chief Financial Officer and Chief Compliance Officer of Diversis Capital. She brings more than 15 years of global financial, accounting, and operations experience. She is responsible for managing and leading the financial initiatives of the firm, as well as the compliance function, LP diligence, fundraising, and ongoing reporting.
Prior to joining Diversis, Appoline spent over a decade working across the financial services and private equity sector. She most recently served at Levine Leichtman Capital Partners, where she was responsible for
all accounting, operation, and relationship aspects of multiple large, multi-billion-dollar private equity funds.
During her career, she strategically led the acquisition of new portfolio companies and the launching of new funds as well as valuation, audit, and taxation functions. Appoline received a Bachelor of Science degree in Accountancy from California State University, Northridge and is a Certified Public Accountant. In her free time, Appoline enjoys spending time with her family, traveling, and experiencing diverse culinary delights from all over the world.
Appoline is passionate about impact investing and advancing women and minority-led funds and organizations. She is a strong advocate for professional growth and career development for women in the financial sector and in developing nations.
Ryan joined Albourne's Operational Due Diligence (ODD) group in Toronto in 2010 and is now a Partner and the Head of ODD Americas. Prior to Albourne Ryan worked at The Bank of Nova Scotia in the structured products group, conducting Investment and Operational Due Diligence on alternative asset managers. Previously Ryan has operational experience at a Canadian pension plan and in fund administration. Ryan is both a CFA and CAIA charterholder.
Spouses and families are invited to join our welcome reception Wednesday night and the afternoon activities on Thursday. Thursday evening, spouses are invited to join our adult-only evening reception. Please note there will be optional childcare, additional details will be shared closer to the event.
SVB will be offering 1 CPE credit per CPE session for the following qualifying states: Arizona, California, Colorado, Illinois (Sponsor ID#: 158.002731), Maryland, Massachusetts, Michigan, Minnesota, New York (Sponsor ID#: 002952), Ohio, Oregon, Pennsylvania, Texas (Sponsor ID#: 010486), and Washington. If you have any questions regarding CPE, please contact Heidi O'Doherty at hodoher@svb.com.
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